Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Newsletter February 16, 2022 The Top Risks for the Next Decade: A Global Perspective Our global survey of C-level executives and directors regarding their views on macroeconomic, strategic and operational risks highlights a disruptive risk landscape over the next decade through 2031. In the attached pdf, we rank the highest-rated risk themes in order of priority to provide a context for understanding the most critical uncertainties companies face looking forward over… Blogs June 6, 2021 AML FOR LEGAL 2021 What are the UK AML requirements for law firms? The UK’s Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017 (MLR2017) transposed the requirements under the EU 4th AML Directive (4AMLD), which brought law firms into scope for the respective AML requirements as of 26 June 2017. In recent years, these requirements have been amended and guidance has been published to aid… Blogs January 26, 2022 Third parties still a challenge as operational resilience deadline approaches Beginning March 2022, financial firms will be subject to new regulations aimed at minimising the harm from operational disruption. At the UK Finance COO Forum in December, participants shared how they are approaching implementation of the regulation and their overall thoughts on the impact of the impending rules. Newsletter February 8, 2023 The Top Risks for the Next Decade: A Global Perspective A global survey conducted online during the September/October time frame by Protiviti and NC State University’s ERM Initiative of 1,304 C-level executives and directors highlights a disruptive risk landscape over the next 10 years. The table below ranks the highest-rated risk themes in order of priority: Newsletter January 12, 2023 The Top Risks for 2023: A Global View The global survey of C-level executives and directors, focused on macroeconomic, strategic and operational risks, highlights the influence of the economy, people and culture issues, supply chain risks, and technology impacts on the 2023 risk landscape. The survey was conducted online in the September — October 2022 time frame to capture perspectives on 38 risks on the minds of business leaders as… Newsletter October 15, 2020 The Protiviti Vulnerable Customers Virtual Roundtable - Session 2 On 7 October 2020 Protiviti held the second in a series of virtual roundtables designed to discuss financial institutions’ response to identifying and supporting vulnerable customers as required and emphasised by the FCA. Attended by representatives of UK financial institutions and senior leaders from Protiviti, the event also focused on how banks and insurance companies have so far responded to… Blogs October 6, 2020 Chief Audit Executive Forum ‒ Perspectives on Internal Audit based on Shared Experiences - Session 1 Internal audit functions are finding more than ever that they need to be closely aligned with, and responsive to, rapidly evolving business demands and priorities. Increasingly, they need to operate in more flexible and agile ways to remain relevant and support their organisation. Our Chief Audit Executive (CAE) Forum meets regularly online to exchange ideas about how to manage the audit process… Whitepaper September 14, 2022 Global Finance Trends 2022 – A UK Perspective Chief Financial Officers (CFOs) and their colleagues are operating in one of the most complex business environments they have ever experienced. According to our 2022 Finance Trends Survey, multiple challenges are occurring together, creating a long list of priorities for finance teams to tackle. For finance leaders in the UK, the security and privacy of data (81%) remains the most important… Whitepaper June 12, 2020 The FCA Focus on Payment Firms Continues The FCA’s Business Plan 2020/21 highlights that payment services are an FCA priority for supervision and, more significantly, for intervention. In the light of the FCA’s review and reprioritisation of risks to its stated Objectives in the light of the Coronavirus, it has identified significant risks in relation to Payment Services Providers (including Payment Institutions and E-money institutions… Blogs March 1, 2021 A Budget For Recovery or A Budget to Balance the Books? About John Ashcroft We are delighted to be partnering with Dr John Ashcroft to bring you the latest in a series of quarterly briefings and monthly updates on the UK and world economy. We will be looking at markets, growth and inflation and what this means for the UK finding its feet post-Brexit on the globally stage. John Ashcroft PhD, BSC.(Econ) FRSA CBIM is author of The Saturday Economist, a… Load More
